- Securities and Exchange Act Section 17(f)
- A legal provision that requires investigations for possible lost or stolen securities.See Securities Information Center. American Banker Glossary
Financial and business terms. 2012.
Financial and business terms. 2012.
Securities and Exchange Commission v. Ralston Purina Co. — SCOTUSCase Litigants=Securities and Exchange Commission v. Ralston Purina Co. ArgueDate=April 28 ArgueYear=1953 DecideDate=June 8 DecideYear=1953 FullName=Securities and Exchange Commission v. Ralston Purina Co. USVol=346 USPage=119 Citation=73 S … Wikipedia
Securities and Exchange Commission (Philippines) — See also Securities and Exchange Commission for other similarly named organizations The Philippine Securities and Exchange Commission (Filipino: Komisyon ng Paseguro at Palitan , commonly known as SEC) is a Philippine state commission responsible … Wikipedia
U.S. Securities and Exchange Commission — Infobox Government agency agency name = U.S. Securities and Exchange Commission nativename = SEC seal width = 140px seal caption = formed = June 6, 1934 jurisdiction = Federal government of the United States headquarters = Washington, D.C.… … Wikipedia
Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… … Wikipedia
Section 17(f) — See Securities and Exchange Act Section 17(f)}}. American Banker Glossary … Financial and business terms
Securities Information Center — ( SIC) A corporation that has been designated by the SEC to maintain and operate a national database of lost and stolen securities. Under Section 17( f) of the Securities and Exchange Act, banks, brokers, and dealers are required to use this… … Financial and business terms
Private Securities Litigation Reform Act — The United States Private Securities Litigation Reform Act of 1995 (PSLRA) implemented several substantive changes affecting certain cases brought under the federal securities laws, including changes related to pleading, discovery, liability,… … Wikipedia
Section 15(d) filer — USA A company subject to Section 15(d) of the Securities Exchange Act of 1934, as amended (Exchange Act) is an SEC reporting company. Companies that have issued equity or debt securities (debt security) to the public in a … Law dictionary
securities self regulatory organization — Under Title 11 U.S.C. Section 101: (48A) The term securities self regulatory organization means either a securities association registered with the Securities and Exchange Commission under section 15A of the Securities Exchange Act of 1934 or a… … Glossary of Bankruptcy
securities self-regulatory organization — Under Title 11 U.S.C. Section 101: (48A) The term securities self regulatory organization means either a securities association registered with the Securities and Exchange Commission under section 15A of the Securities Exchange Act of 1934 or a… … Glossary of Bankruptcy